Blog
Kingsley Napley’s Medical Negligence Team ‘walks together’ with the Dame Vera Lynn Children’s Charity
Sharon Burkill
19 February 2018
Litigation privilege: the Court of Appeal endorses ENRC
In another recent case relating to the circumstances required to successfully establish a claim to litigation privilege (see Philip Salvesen’s blog on the case of Bilta & Ors v RBS & Anor [2017] EWHC 3535 (Ch), the Court of Appeal (Criminal Division) has followed the approach adopted in SFO v ENRC [2017] 1 WLR 4205 in ruling that a statement made by an employee to his company’s solicitors as part of their investigation into a death at work was not covered by privilege.
22 January 2018
MiFID II – an introduction
The Markets in Financial Instruments Directive (MiFID) is the EU legislation that regulates financial services firms who provide services to clients linked to ‘financial instruments’ (shares, bonds, units in collective investment schemes and derivatives), and the venues where those instruments are traded.
15 January 2018
FCA sounds warning on retail CFD market
The FCA has warned contracts for difference (CFD) brokers to treat their customers fairly or face regulatory action.
3 January 2018
FCA fines experienced bond trader for negligent market abuse
The Financial Conduct Authority (FCA) recently fined former Bank of America Merrill Lynch International Limited (BAML) bond trader, Paul Walter, £60,090 for engaging in market abuse.
25 September 2017
FCA Enforcement: The calm before the storm?
This year we have heard a lot of talk from the FCA’s Enforcement and Market Oversight Division about their new approach to the enforcement of market conduct.
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