Blog
Kingsley Napley’s Medical Negligence Team ‘walks together’ with the Dame Vera Lynn Children’s Charity
Sharon Burkill
5 March 2015
Banking Regulation: Senior Managers and Certification Regime – timetable announced plus extension to include UK branches of foreign institutions
A written statement by the Economic Secretary on 3 March 2015 announced the timetable for the introduction of the Senior Managers and Certification Regime (SM&CR) under the Financial Services (Banking Reform) Act 2013. The Government also announced that following a period of consultation it had decided to extend the SM&CR to UK branches of foreign institutions.
24 February 2015
Senior Managers Regime: Tougher regulation of senior bankers and non-executive directors (NEDs) confirmed
The Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA) published a paper 24 February 2015 entitled “Approach to non-executive directors in banking and Solvency II firms & Application of the presumption of responsibility to Senior Managers in banking firms” (referred to here as “the New Consultation”).
19 February 2015
Personal commitments: Benefits and risks of signing an attestation with the FCA
On 13 February 2015, the FCA launched a webpage providing information and data about the use of attestations. The trend is that they are on the increase. What are they, when should they be signed and who should sign them?
7 August 2014
Professionals beware: your conduct outside of the office could be under regulatory scrutiny
If asked to answer truthfully, I am sure many professionals would, at some point, and to varying degrees, have acted in a way which was less than entirely honest. For most, this would have been an isolated event, which has long been put out of their minds. Few would have thought through the range of consequences of such an act; however, as a professional, acting dishonestly, or with a lack of integrity, could have wide-reaching consequences.
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