Blog
Press Round-Up: Regulatory and Professional Discipline – May 2026
Jack Garden
19 February 2015
Personal commitments: Benefits and risks of signing an attestation with the FCA
On 13 February 2015, the FCA launched a webpage providing information and data about the use of attestations. The trend is that they are on the increase. What are they, when should they be signed and who should sign them?
7 August 2014
Professionals beware: your conduct outside of the office could be under regulatory scrutiny
If asked to answer truthfully, I am sure many professionals would, at some point, and to varying degrees, have acted in a way which was less than entirely honest. For most, this would have been an isolated event, which has long been put out of their minds. Few would have thought through the range of consequences of such an act; however, as a professional, acting dishonestly, or with a lack of integrity, could have wide-reaching consequences.
