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Financial crime and financial regulatory enforcement

8 July 2026

The FCA’s Enforcement Watch 2 and what it means for the financial services industry

On 7 July 2026, the FCA published its second Enforcement newsletter – ‘Enforcement Watch 2’ (‘EW2’). In this second edition, the FCA focuses in particular on its recent approach to supervising and enforcing the Consumer Duty.

James Alleyne

19 August 2024

Motor finance: FCA drives towards formal redress scheme

The FCA is conducting a review into whether motor finance customers were overcharged as a result of the widespread use of discretionary commission arrangements in the motor finance industry. It had expected to set out its next steps in light of this review in September 2024. However, it has announced that it will not now do so until May 2025.

Jill Lorimer

14 June 2024

FCA's Anti-Greenwashing Rule Takes Effect: What It Means for Compliance and ESG Accountability

The FCA’s long awaited anti-greenwashing rule came into force on 31 May 2024. This rule is part of the wider Sustainability Disclosure Requirements regime and reflects the FCA’s strong commitment to ESG and to supporting the Government’s commitment to achieving net zero by 2050.

James Alleyne

7 May 2024

FCA’s plan to “name and shame” firms should be urgently reconsidered

The FCA’s recent consultation (CP24/2) on changes to its enforcement process has provoked what appears to be unanimous opposition from government and industry bodies. Of particular concern is the proposal in consultation paper (“the CP”) that the FCA will publish information about its enforcement investigations, including the identity of the subject of the investigation, where it assesses it to be in the public interest to do so. 

 

Jill Lorimer

15 March 2024

A new Annual Plan for the Competition and Markets Authority

The CMA has published its Annual Plan for 2024 to 2025 (the “New Plan”), following engagement with more than 70 businesses and other organisations across the UK.

Caroline Day

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