Blog
Subject of Unexplained Wealth Order now hit with Account Freezing Order
Ed Smyth
18 December 2019
Is the FRC considering whether Sarbanes-Oxley should cross the waters?
The general election is now over, and Parliament has more time to deal with matters other than Brexit. The spotlight has therefore returned to corporate governance, with The Sunday Times reporting that the FRC is developing a “British version of Sarbanes-Oxley”. It reported that this would “heap more responsibility on to directors, asking them to vouch regularly for the integrity of their financial controls and – if passed into law in the UK – opening the possibility of criminal proceedings against chief executives and finance directors for reporting misleading statements to the market.”
12 December 2019
Tis’ the season…to comply with your professional obligations
With Christmas just around the corner, many of us will be inundated with festive events to kick off the season in style. Whilst this is an opportunity to indulge in mince pies, mulled wine and socialise with colleagues, remember that upholding the reputation of your profession remains a permanent state of affairs, and not an obligation which can be ‘relaxed’ simply because it’s Christmas.
12 December 2019
Coronation Street delves into the legal problems of the GP Good Samaritan
Coronation Street character Dr Ali Neeson recently found himself facing a clinical negligence claim following his failure to diagnose appendicitis.
5 December 2019
Uber back in the news
Whilst this is a topic we have commented on before, Uber London Limited (Uber) is back in the news.
21 November 2019
StaRs: Time to prioritise, but not to panic
The introduction of the SRA Standards and Regulations (StaRs) on 25 November 2019 brings with it a number of changes to the legal regulatory landscape, as set out by my colleagues in previous blogs in this series. Change is not always something we welcome with open arms, especially when busy workloads leave little time for us to take stock. This, however, is a real opportunity to do just that; review your firm’s current systems, processes and approach to complying with its regulatory obligations, and reflect on your own practice, and improve these for the better.
