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FCA Publishes Findings on Sanctions Systems and Controls in Financial Firms
James Alleyne
Artificial intelligence tools continue to develop at pace, reshaping how legal practice is conducted. These technologies are now being used across the legal landscape - by legal representatives preparing submissions, by self-represented litigants seeking guidance, and increasingly by courts and tribunals seeking to manage caseloads more efficiently.
In this blog series we have been examining the growing use of Artificial Intelligence (AI) within regulatory investigations and proceedings and the benefits and pitfalls of this emerging technology.
In this blog, we consider how AI is being used in courts and tribunals by both legal representatives and litigants in person. Over the last 12 months, there has been a developing body of judgments handed down where the use of AI has been referenced as creating an issue in the hearing. These cases typically involve written submissions that have been provided to the court, by both legal qualified representatives and by litigants in person. We summarise some of these cases within this blog and reflect on the lessons learnt.
The rapid expansion in Artificial Intelligence (AI) capabilities and products has invited individuals and organisations to consider how such capabilities could be harnessed in their professional spheres.
Professional regulatory bodies are engaging with the conversation about the use of AI by their registered members and publishing guidance for their use – for example, recent guidance by the Financial Reporting Council, the General Medical Council and the General Osteopathic Council.
However, what role could AI play in the day-to-day aspects of the regulator’s operational activities?
The rise of Artificial Intelligence (AI) has unlocked extraordinary capabilities across every sector, including in the legal and regulatory sphere. But with that transformation, which is progressing at lightning-quick speed, comes an equally dramatic rise in risks for regulators. Whether overseeing healthcare, education, finance, legal services or other areas of professional standards, regulators are feeling the pressure where the rise in instant-access and quick thinking AI is making it easier than ever for complaints, reports and responses to be generated and submitted. And the pace is only accelerating.
In a judgment handed down on 13 May 2026, Mrs Justice Collins Rice allowed a nurse's appeal against an NMC fitness to practise decision, finding that serious and pervasive procedural irregularity had rendered the Panel's findings unsafe. The case is a reminder that reaching a conclusion is not enough: the route to that conclusion must itself be legally coherent and demonstrably fair.
James Alleyne
Harriet Farquhar
Fred Allen
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