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US Securities Law: What You Need to Know

John Young

Thinking of taking your business to the United States? Do you need to raise equity funding there? Understanding the US Securities Law is crucial.

Join John Young and Christopher Pesch for a discussion on:

  • Key regulations and exemptions
  • What is an accredited investor and why is that important
  • State-level rules, and safe harbours so you don't have to worry about them
  • Raising capital

Watch now to gain key insights and make informed decisions about your business or investments in the US.

To stay updated with the latest news, videos, and blogs from our Corporate, Commercial, and Finance team, click here.

Further information

If you have any questions regarding this podcast, please contact John Young in our Corporate, Commercial & Finance team at Kingsley Napley or Christopher Pesch from Levenfeld Pearlstein.

 

About the authors

John Young is a partner in the Corporate, Commercial, and Finance team, specialising in the business needs of entrepreneurial, high-growth, and family businesses. He specialises in M&A and fundraisings, with a particular focus on M&A transactions in the £5m-100m enterprise value range and private and capital markets fundraises between £500,000 and £20m, often with a cross-border element.

Christopher Pesch is Of Counsel in the firm’s Corporate Practice Group. Chris represents clients in securities matters and M&A transactions. He has represented issuers and underwriters in public securities officers and advises clients on SEC reporting and compliance requirements. He also represents clients in complex mergers, acquisitions, and public securities transactions.

 

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