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Regulatory Blog

27 July 2020

Do you know what your regulatory obligations are before becoming a Trustee?

Trustees are legally responsible for the management and administration of their charity.  Whilst the Charity Commission (the registrar and regulator of charities in England and Wales), recognises that most trustees are volunteers and (thankfully) does not expect them to be perfect, a trustee who breaches their legal duties may be held responsible for any resulting loss to the charity and risks damaging their own and the charity’s reputation. 

Lucy Williams

23 July 2020

Court confirms the importance of clear communication in student proceedings

R (on application of AW) v St George’s, University of London [2020] EWHC 1647 (Admin)

Shannett Thompson

16 July 2020

Audit reviews: the process, pitfalls and published themes

Audit is more in the spotlight than ever.  The financial news pages seem to have a constant stream of stories about corporate collapses, with the inevitable commentary about how the auditor of the collapsed entity is likely to face a regulatory investigation.

Julie Matheson

9 July 2020

“Regulation beyond the echo chambers”: who is listening?

Professor Stephen Mayson’s ‘Reforming Legal Services: Regulation beyond the echo chambers’ report has now been submitted to the Lord Chancellor as the final product of a two-year independent review into the regulation of legal services in England and Wales.  

Jessica Clay

8 July 2020

Can one regulator investigate conduct associated with a Registrant’s other profession?

In this case the High Court considered the issue of whether the General Medical Council (GMC) could investigate the conduct of a doctor even though the conduct related to the Registrant’s work in his role as a solicitor.

Sophie Mass

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