Title:Regulatory Advisory & Defence Associate (3-5 PQE) |
Hours:9:30 am - 5:30 pm and as required, flexible applications considered |
Working week:Monday - Friday |
Department:Regulatory (Defence) |
Purpose of job:To run own caseload to assist the partners in the Regulatory Advisory and Defence (“RAD”) team in the provision of services to the firm’s clients. Kingsley Napley acts for a number of regulated organisations and individuals who seek advice in relation to regulation, regulatory and disciplinary proceedings and other inquiries of them by regulators. This work includes defending clients in a disciplinary or regulatory context. RAD also provides a small amount of advice to regulators on their regulatory schemes. |
This role will involve:
- Client onboarding
- Considering papers received on instruction
- Providing an analysis of the issues and evidence required
- Drafting advice and submissions to regulators
- Attending meetings with clients and others
- Preparing witness statements
- Preparing legal documents
- Instructing expert witnesses and Counsel
- Preparing matters for disciplinary hearings including using relevant case management systems
- Supervision of Paralegals
- Assisting in the marketing and business development of the team
Compliance with the SRA Standards and Regulations and where appropriate the BSB Handbook.
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