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Lucy Williams

Consultant

Regulatory

“bright and articulate," and is praised for the way that she "always gets stuck in and deals with things effectively.”

Chambers UK 2017, A Client's Guide to the UK Legal Profession

"is an excellent solicitor whose client relationship skills win her particular praise."

Chambers UK, A Clients Guide to the UK Legal Profession, 2016

Lucy is a Consultant in the Regulatory Department with a particular specialism in legal and financial regulation. 

Lucy represents regulated professionals and organisations facing professional disciplinary proceedings, including law firms, solicitors, accountants, accounting technicians and surveyors.

Lucy also acts for several regulators in professional disciplinary matters, as well as providing advice on policy issues and drafting rules, regulations, standards and policy documents.

Lucy has prosecuted and defended a wide range of regulatory cases, from simple conviction and misconduct matters to cases of dishonesty and sexual misconduct to complex clinical cases and allegations involving financial maladministration. Lucy is part of the team of specialists at Kingsley Napley, advising organisations and individuals in relation to allegations of, and investigations into, sexual misconduct in the workplace

Lucy is the author of several sections of Cordery on Legal Services, the leading textbook on legal services regulation.

 

Publications, Blogs and articles

 

Professional societies and Memberships

 

Recent Work

  • Advising law firms and partners in relation to investigations by the SRA;
  • Advising law firms in relation to their reporting obligations to the SRA and the conduct of internal investigations;
  • Advising accountants and accountancy firms in relation to their reporting obligations to their regulators, including the ICAEW and ACCA;
  • Advising accountants and accountancy firms in relation to investigations by their regulators, including in relation to alleged non-compliance with money laundering regulations;
  • Advising regulators on the evidential sufficiency of their case, and drafting allegations;
  • Drafting rules and decision making schemes for regulators and membership organisations;
  • Drafting guidance for the non-commercial sector in relation to the SRA Standards and Regulations;
  • Advising individuals on the scope of the Reserved Legal Activities.

"She is a pleasure to work with and deals with complex cases and witnesses in a calm, professional manner."

Chambers UK, A Client's Guide to the UK Legal Profession,  2018

‘pleasure to work with’, ‘has a real grasp of the issues in a case’

Legal 500 UK 2017

..."bright and articulate," and is praised for the way that she "always gets stuck in and deals with things effectively.”

Chambers UK, A Client's Guide to the UK Legal Profession,  2017

...an 'excellent solicitor' whose client relationship skills win her particular praise. She regularly works on complex clinical cases.

Chambers UK, A Client's Guide to the UK Legal Profession,  2016

Clients regard Lucy Williams as genuinely exceptional'.

Legal 500 UK 2014

Insight from Lucy

View all

Blogs

Dog attacks – the Royal Mail bites back with private prosecutions

Case Update: Regulatory bodies cannot simply rely on delays in criminal trials to justify interim order extensions

Specialist medical practitioners - what are the requirements?

Case Update: Fajemisin v The General Dental Council [2013] EWHC 3501 (Admin)

Regulatory Press Round-Up: July 2013

Case Update: Gillie Christou and Maria Ward v London Borough of Haringey [2013] EWCA Civ 178

Case Update: SRA v Anderson Solicitors [2012] EWHC 3659 (Admin)

Case Update: Tinkler v Solicitors Regulation Authority [2012] EWHC 3645 (Admin)

Case Update: Rashid v General Medical Council [2012] EWHC 2862 (Admin)

Recent RICS decisions in dishonesty cases show that engagement is imperative

The ICAEW’s approach to the misuse of social media – what are a regulated firm’s responsibilities?

ICAEW duty to report misconduct extended to member firms

Social media use for RICS Members: it’s not what you say, it’s how you say it

FRC’s Scalebox: a welcome helping hand for mid-tier firms

When will I be SLAPPed? Lawyers need to know

Adverse Inferences in RICS Investigations: How Should You Respond?

Top Tips for Handling a Royal Institution of Chartered Surveyors (RICS) Investigation

Insolvency Practitioners: the regulator’s reach is wide when it comes to integrity

The ICAEW’s new guidance on reporting misconduct: a wider net

Do you know what your regulatory obligations are before becoming a Trustee?

“Regulation beyond the echo chambers”: who is listening?

Train of thought: The Jackson-Salmond Saga

Changes to the SRA’s Reporting Obligation

SRA Handbook: The 5 changes you need to know about

SRA Price Transparency FAQs

Solicitor suspended for offensive tweets

Private prosecutions – Lawyers must explain the risks as well as the rewards to their clients

European Parliament laments the level of support for victims of crime

Is it time to re-visit Bolton?

Dealing with sexual allegations in the workplace

New (over-complicated) professional standards for UKCP and BACP members

Junior Solicitors struck off for dishonesty

SRA Handbook 2019 – Time to start preparing

Dreamvar: innovate to survive

Case analysis: admissions lead to SRA dropping a dishonesty charge

GDPR: A guide for therapists

The results are in: revalidation is working and is here to stay

Successful lawsuit may increase the scope for challenging CQC ratings

Adverse employment disciplinary findings do not spell the end of your career

Judicial Review challenge to new rules in relation to advice given by legally qualified chairs to fellow panel members

Does the CPS Victims’ Right to Review (VRR) Scheme do enough for victims of crime?

Be silent and be ignored

Security company directors ordered to pay large sum in private prosecution

Alastair Brett v Solicitors Regulation Authority (SRA) [2014] EWHC 2974 (Admin)

Case Update: General Medical Council (GMC) V Dr E [2014] EWHC 1620 (Admin)

Case update: The Law Society (Solicitors Regulation Authority) v Emeana, Ijewere and Ajanaku [2013] EWHC 2130 (Admin)

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