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Regulatory Blog

15 November 2019

The role of a Financial Director – a life in the spotlight

BBC news alerts on our phones seem to be constant these days.  There is of course the small issue of Brexit which is keeping journalists occupied.  However, the state of the economy also features heavily in the news: large corporate collapses have dominated the headlines in recent times.

Julie Matheson

13 November 2019

The new Solicitors Accounts Rules: what has changed?

This edition of our series of blogs on the new Standards and Regulations looks at the key changes to the Solicitors’ Accounts Rules.

 

12 November 2019

No finding of dishonesty – dispensed with in quick order

SRA v Siaw [2019] EWHC 2737 (Admin)

8 November 2019

StaRs: Stand up and be accountable

In this blog in our series about the new SRA Standards and Regulations (StaRs), Shannett Thompson blogs about accountability - including the need to exercise judgement independently, be prepared to be held accountable for the way in which it is exercised; and ensure it is documented.

Shannett Thompson

5 November 2019

StaRs: Reporting concerns - understanding your obligations

In the second blog in this series, we referred to the cooperating and reporting obligations in the new Codes of Conduct being notably different, when compared to corresponding provisions in the 2011 Code of Conduct and to other rules and regulations in the 2011 Handbook. 

Iain Miller

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