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12 November 2015

Case update: Barrister found guilty of threatening to sue his dentist in circumstances which were likely to diminish public confidence in the profession

Davies v Bar Standards Board [2015] EWHC 2927 (Admin)

Background

Mr Davies, a barrister, faced two charges in contravention of paragraph 301(a)(iii) of the Code of Conduct of the Bar of England and Wales (8th edition) herein after referred to as ‘the Code’. The relevant paragraph states as follows:

‘A barrister must have regard to paragraph 104 and must not:

(a) engage in conduct whether in pursuit of his profession or otherwise which is:

(iii) likely to diminish public confidence in the legal profession or the administration of justice or otherwise bring the legal profession into disrepute’
 

Shannett Thompson

12 November 2015

Case update: Solicitor’s dishonesty was within the ‘exceptional’ category and suspension stands

R. (on the application of Solicitors Regulation Authority) v Imran Queen's Bench Division (Administrative Court), 22 July 2015 [2015] EWHC 2572

As a mandatory principle which helps define the fundamental ethical and professional standards of those providing legal services, acting with honesty and integrity is something that the Solicitors Regulation Authority (SRA) advocates when dealing with dishonest conduct. Striking off seems the inevitable sanction for such conduct. However, perhaps surprisingly, in the case of R. (on the application of Solicitors Regulation Authority) v Imran Queen's Bench Division (Administrative Court), 22 July 2015, the SRA unsuccessfully challenged the Solicitors Disciplinary Tribunal’s (SDT) decision not to strike off a solicitor who had acted dishonestly.
 

12 November 2015

Case update: High Court confirms NMC panel’s original decision flawed as they failed to take into account all mitigation at sanction stage

O v Nursing and Midwifery Council (NMC) [2015 EWHC 2949 (Admin)
Judgement Date 22 October 2015

Background

Mrs O (the appellant) a qualified nurse of Nigerian descent, settled in the UK in 2007 along with her husband and three young children. The appellant worked for the National Health Service (NHS) from approximately 2010. In November 2012, the children were taken into care and the appellant and her husband were charged with ill treatment, pursuant to s.1 (1) of the Children and Young Persons Act 1933. It was alleged that when their children behaved badly, the appellant and her husband would beat the children with a cane or a wire coat hanger. The appellant and her husband pleaded not guilty at trial, which meant that their children had to give evidence against them. In March 2014, both parents were convicted and received 36 week custodial sentences. The appellant later explained that she had entered a not guilty plea out of ignorance in that corporal punishment was acceptable in Nigeria and she was unaware that such a form of chastisement was wrong and illegal in the UK. Between April and June 2013, the appellant attended a parenting course and a parenting assessment concluded that the children would not be at significant risk if returned to their parents. The appellant completed a reflective statement whilst in prison and upon her release conducted further research in respect of parenting skills. She apologised to her children and obtained professional testimonials. Meanwhile, the appellant’s conviction was referred to the Nursing and Midwifery Council (NMC).

Luke Gregory

2 November 2015

What standards and behaviour are expected of health and care professional students? HCPC Consultation on revised guidance for students

In October, the Health and Care Professions Council (HCPC) launched a consultation seeking the views of their stakeholders on their draft revised guidance on conduct and ethics for students.

The HCPC regulates 16 professions including paramedics, practitioner psychologists and social workers in England.

23 October 2015

Case update: Upper Tribunal finds FCA sanction was not commensurate with facts found proved by FCA (then the FSA) and reduces financial penalty imposed

Angela Burns v The Financial Conduct Authority (previously the Financial Services Authority) [2015] UKUT 0252 (TCC)

Angela Burns was an FCA regulated Approved Person holding Controlled Function 2 (“CF2”) non-executive director (“NED”) positions at two organisations:  Marine and General Mutual Life Assurance Society (“MGM”) from 19 January 2009 until her resignation on 22 May 2011; and Teachers Provident Society (“Teachers”) from 5 May 2010 until she resigned on 31 May 2011.

Julie Matheson

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