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16 February 2021

Health and Social Care White Paper 2021: Where next for patient safety and professional healthcare regulation?

Last week, the Department of Health and Social Care published a white paper, Integration and Innovation: working together to improve health and social care for all (the ‘White Paper’), setting out legislative proposals for a new Health and Care Bill, planned to come into force in 2022. 

Shannett Thompson

7 February 2021

Top tips for managing an accountancy disciplinary investigation

As an accountant or accountancy technician hopefully you will proceed through your career without becoming involved in any sort of disciplinary proceedings.  However, you are not immune from being the subject of a complaint from a client to your regulatory body.  Whether you are regulated by the ICAEW, ACCA, CIPFA, CIMA, ICAS or the AAT, there is always the possibility of an unwelcome approach by the disciplinary team of your regulator.  Each regulator has a duty, in the public interest, to investigate complaints against its members.  High profile complaints will usually be investigated by the Financial Reporting Council (FRC), which has a similar duty to consider all matters referred to it, with a view to deciding whether disciplinary proceedings are required. 

Julie Matheson

2 February 2021

The EU-UK Trade and Cooperation Agreement – can UK qualified accountants still work in the EU?

Julie Matheson and Lucinda Soon consider the implications of the EU-UK Trade and Cooperation Agreement on UK accountants providing services in the EU. 

Julie Matheson

21 January 2021

Beckwith v SRA – are there implications for the regulation of professional accountants who face sexual misconduct allegations?

In our fourth blog in our series on Beckwith v Solicitors Regulation Authority [2020] EWHC 3231 (Admin), we turn our attention to consider what impact, if any, this landmark decision might have on the regulation of professional accountants. While the case turned on some very specific features relating to the regulation of solicitors as contained in the Solicitors Regulation Authority’s (SRA) Principles and Code of conduct, some parts of the judgment may have more general application.

Julie Matheson

20 January 2021

Post-Beckwith – where to now for sexual misconduct cases?

In the two years preceding Ryan Beckwith’s appeal to the High Court, the SRA pursued a handful of other sexual misconduct cases before the Solicitors Disciplinary Tribunal (Tribunal). These cases are varied and fact-specific and include sexual misconduct in and relating to the workplace and conduct outside of work.

Jessica Clay

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