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General Advice on Regulatory Structures, Authorisations, and Ethical Issues

Accountants and auditors are subject to a wide and complex set of ethical and regulatory obligations, both at an individual level and as a wider firm.
 

Firms may face difficult client-related conflict of interest issues, or governance-related matters regarding the voting control requirements of the ICAEW Audit Regulations. For example, firms also regularly require advice on whether members of the firm require a practising certificate - or if they are in compliance with the client money regulations. We can offer independent authoritative advice addressing a range of issues you might be facing, and provide you with assistance to guide you through the decision-making process.

Recent work
 

We have experience providing advice to accountancy firms on ethical issues and regulatory compliance matters, including conflicts of interest, confidentiality obligations, Practising Certificate requirements, and Professional Indemnity Insurance.

Melinka Berridge

Partner and Head of Department

Jessica Clay

Partner

Hannah Eales

Partner

Iain Miller

Partner

Julie Norris

Partner

Andrew Sanderson

Partner

Shannett Thompson

Partner

Sarah Atkinson

Legal Director

Colette Best

Director of Anti-Money Laundering

Jenny Higgins

Legal Director

Harriet Farquhar

Senior Associate (Foreign Qualified Lawyer)

Clare Hastie

Senior Associate

Louise Murphy-King

Senior Associate

Stephen Nelson

Senior Associate

Laura Vignoles

Senior Associate (Barrister)

Sophie Allen

Associate

Kate Baggs

Associate

Zoe Beels

Associate

Jane David

Associate

Jac Davies (Cymraeg)

Associate (FCILEx)

Jac Davies

Associate (FCILEx)

Jessica Etherington

Associate

Jack Garden

Associate

Cameron Hughes

Associate

Mariella Leeman

Associate

Tarah Morris

Associate

Natasha Savovic

Associate

Irène Schell

Associate

Huda Abdilahi

Case Support Paralegal

Tajmina Begum

Case Support Paralegal

Sam Binymin

Senior Paralegal

Antonia Corbin

Case Support Paralegal

Ella Felstead

Senior Paralegal

Lorna George

Senior Paralegal

Lakisha Gravell

Case Support Paralegal

Cerys Hughes

Senior Paralegal

Amicie Knowles

Senior Paralegal

Meg Lewis (Cymraeg)

Senior Paralegal

Meg Lewis

Senior Paralegal

Lily Matthews-Cook

Senior Paralegal

Georgia Morris

Case Support Paralegal

Madeleine Noton

Senior Paralegal

Nimra Shamas

Case Support Paralegal

Ananta Singh

Trainee Solicitor

Harrison Wisson

Senior Paralegal

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