Financial Services Series - The FCA’s finalised guidance on Non-Financial Misconduct

In this first episode of our new Financial Services series, Francesca Lopez and James Alleyne break down the FCA’s long-awaited guidance on non-financial misconduct – what’s changing, when the new rules take effect, and what firms and regulated individuals need to do now.

In under 10 minutes, we cover:

What counts as “work-related” misconduct.
How private-life behaviour may impact fitness and propriety.
What managers need to know about their strengthened responsibilities.
Practical steps firms should take ahead of 1 September 2026.

A clear, accessible overview for HR leaders, compliance teams and anyone working in the FS sector.

Watch now to get ahead of the changes.

Financial Services Series – The FCA’s finalised guidance on Non-Financial Misconduct

James Alleyne

Francesca Lopez

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From a significantly undervalued claim to a £110,000 settlement: Why changing Solicitors made all the difference

Changes to the ICAS Code of Ethics – what do the changes mean for ICAS firms?

Sanctions Frameworks for AI-Related Misconduct: Who Is Really to Blame?

FCA case against CACEIS UK raises points of interest for practitioners

The FCA’s Enforcement Watch 2 and what it means for the financial services industry

£1.25 million settlement following negligent abdominal surgery

Kuwait’s Nationality Revocation Campaign: What UK immigration and nationality options are available to those affected?

From a significantly undervalued claim to a £110,000 settlement: Why changing Solicitors made all the difference

Changes to the ICAS Code of Ethics – what do the changes mean for ICAS firms?

Sanctions Frameworks for AI-Related Misconduct: Who Is Really to Blame?

FCA case against CACEIS UK raises points of interest for practitioners

The FCA’s Enforcement Watch 2 and what it means for the financial services industry

Contact_us

Let us take it from here

Financial Services Series – The FCA’s finalised guidance on Non-Financial Misconduct

James Alleyne

Francesca Lopez

Join the conversation

Latest INSIGHTS

£1.25 million settlement following negligent abdominal surgery

Kuwait’s Nationality Revocation Campaign: What UK immigration and nationality options are available to those affected?

From a significantly undervalued claim to a £110,000 settlement: Why changing Solicitors made all the difference

Changes to the ICAS Code of Ethics – what do the changes mean for ICAS firms?

Sanctions Frameworks for AI-Related Misconduct: Who Is Really to Blame?

FCA case against CACEIS UK raises points of interest for practitioners

The FCA’s Enforcement Watch 2 and what it means for the financial services industry

£1.25 million settlement following negligent abdominal surgery

Kuwait’s Nationality Revocation Campaign: What UK immigration and nationality options are available to those affected?

From a significantly undervalued claim to a £110,000 settlement: Why changing Solicitors made all the difference

Changes to the ICAS Code of Ethics – what do the changes mean for ICAS firms?

Sanctions Frameworks for AI-Related Misconduct: Who Is Really to Blame?

FCA case against CACEIS UK raises points of interest for practitioners

The FCA’s Enforcement Watch 2 and what it means for the financial services industry

Contact_us

Let us take it from here