Jenny Higgins

Senior Associate

Regulatory

‘extensive experience’, ‘innovative’

Legal 500 UK 2017

Jenny is a Senior Associate specialising  in disciplinary proceedings involving accountants and actuaries. She is experienced in defending allegations against regulated professionals as well as acting on behalf of regulatory bodies in the fields of financial services and healthcare.

Jenny advises a wide range of regulated professionals who are subject to disciplinary proceedings. She has a special interest in financial regulation and defends accountants regulated by the Institute of Chartered Accountants in England and Wales (ICAEW), the Association of Chartered Certified Accountants (ACCA), the Chartered Institute of Management Accountants (CIMA) and the Chartered Institute of Public Finance & Accountancy (CIPFA). Jenny also acts for nurses and doctors in proceedings before the Nursing and Midwifery Council (NMC) and the General Medical Council (GMC).

She is experienced in prosecuting on behalf of healthcare and financial regulators, particularly the Institute and Faculty of Actuaries (IFoA), the Health and Care Professions Council (HCPC) and the General Dental Council (GDC).

Jenny’s practice includes advising on non-contentious regulatory issues, which has included providing training for the adjudicatory functions of the IFoA and the Solicitors Regulatory Authority (SRA).

Jenny understands that disciplinary proceedings are inherently stressful. She has extensive experience of guiding her clients through the disciplinary process and ensuring they feel supported at every step.

Jenny spent three years in-house at the IFoA. In addition to disciplinary investigations, she drafted ethical standards for actuaries and provided guidance to members in relation to regulatory and professional queries.  Her experience of both prosecution and defence ensures that she is ideally placed to advise regulated professionals on how a regulator may view alleged conduct and how best to defend an allegation.

Recent work

Jenny’s recent work includes the following:

  • Successfully defended ICAEW disciplinary proceedings in relation to the application of the practising certificates regime to accountants.
  • Advising an ICAEW registered accountant in FRC proceedings involving international regulators.
  • Providing advice to a CIMA member in proceedings brought before CIMA’s Disciplinary Committee.
  • Providing advice to an ICAEW regulated audit firm in relation to proceedings brought before ICAEW’s Audit Committee.
  • Advising Chief Financial Officers in proceedings brought by CIPFA.
  • Advising ACCA members in relation to Disciplinary Committee proceedings.
  • Advising ACCA registered audit firms on proceedings brought by the Admissions and Licensing Committee of the ACCA.
  • Providing advice and guidance to several FCA Approved Persons/ Senior Managers/ Certified Persons in relation to their regulatory responsibilities and compliance with APER and COCON.
  • Defending nurses in disciplinary proceedings brought by the NMC.
  • Defending doctors in disciplinary proceedings brought by the GMC.
  • Advising nursing and medical students in relation to student fitness to practise proceedings.
  • Advising a private equity administration firm on the regulatory requirements for employees to hold practising certificates with the ICAEW.
  • Advising the IFoA on its disciplinary matters, conducting complex investigations including interviews with its member and conducting advocacy at Disciplinary Tribunal Panel hearings.
  • Advising a voluntary regulator on its disciplinary scheme

 

Professional societies and memberships

 

Related Services

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Financial Services Investigations

We provide intelligent and tactical representation to those involved in an investigation by defending accusations and mitigating risks.

Insider Dealing

We have extensive experience in representing individuals who have become embroiled in insider dealing investigations.

Regulated Professionals

We have a longstanding reputation for excellence in advising regulated professionals in all aspects of their business affairs.

Senior Managers and Certification Regime

The Senior Managers and Certification regime is now in force. All involved need a thorough understanding of it, which is where we can help.

Defending Accountants and Accounting Firms

We have experience of defending and prosecuting in regulatory prosecutions. Our approach to advising clients is both orchestrated and seamless.

Solicitors and Law Firms

We provide support to legal businesses and individuals across the range of regulatory challenges they may face.

Solicitors Regulation Authority (SRA) Investigations and Representation before the Solicitor’s Disciplinary Tribunal (SDT)

Our experts provide advice to solicitors under investigation by the SRA for alleged shortcomings in their professional and personal lives.

Insight from Jenny

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Legal 500 2019

Contact Jenny

+44 (0)20 7814 1289

jhiggins@kingsleynapley.co.uk

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