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Financial Services Series - The FCA’s finalised guidance on Non-Financial Misconduct

James Alleyne & Francesca Lopez

Practical guidance for firms and individuals navigating an evolving regulatory landscape

In this first episode of our new Financial Services series, Francesca Lopez and James Alleyne break down the FCA’s long‑awaited guidance on non‑financial misconduct - what’s changing, when the new rules take effect, and what firms and regulated individuals need to do now.

 

In under 10 minutes, we cover:

  • What counts as “work‑related” misconduct.
  • How private‑life behaviour may impact fitness and propriety.
  • What managers need to know about their strengthened responsibilities.
  • Practical steps firms should take ahead of 1 September 2026.

 

A clear, accessible overview for HR leaders, compliance teams and anyone working in the FS sector.

 

Watch now to get ahead of the changes.

 

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