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Financial Services

Financial services firms, professionals and clients need advice more than ever to safeguard their business interests, careers and reputations.

Financial Services Investigations

We provide intelligent and tactical representation to those involved in an investigation by defending accusations and mitigating risks.

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Case study – mediation on financial matters and contact arrangements

Fatal claim for the widow of a teacher who died in a road traffic accident. We secured a settlement of £650,000

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Louise Hodges speaks on panel at the Financial Services Regulation & Disputes Summit

Insider dealing charges for head trader at Blue Index successfully defended by Jill Lorimer and Stephen Gentle

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Credibility of witness evidence justified dismissal under FCA’s ‘fit and proper’ test

FCA: Criminal prosecutions for AML systems and controls failings – a step too far?

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The 4th UK Financial Services Brexit and Beyond Summit

The 3rd UK Financial Services Brexit and Beyond Summit

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SMCR: December 2019 - what do you need to know?

Client video: Soufyan's story

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Financial Conduct Authority: Financial Benchmarks: Thematic review of oversight and controls July 2015

Targeted financial sanctions: what if the target is wrong?

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