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FCA Investigations

Our team of expert lawyers has an impressive track record of successfully defending both individuals and institutions facing regulatory misconduct, disciplinary breach and criminal investigations conducted by the FCA.

Visual and Sensory Impairment Claims

We have supported clients bringing claims involving blindness and visual impairment due to sub-standard medical treatment or an accident.

Case Studies View all 12 results

Settlement of £1,525,000 for 46 year old woman for a delayed diagnosis of Cauda Equina syndrome

Claim against negligent property agent

News View all 90 results

FCA/PRA joint announcement on the Senior Managers Regime: Why NEDs need protection

FCA to provide guidance on cryptoassets regulation - Jill Lorimer quoted

Blogs View all 995 results

FCA Business Plan 2019-20: priority to make the UK’s financial markets a difficult target for criminals

FCA’s Guidance on Cryptoassets – welcome clarity

Events View all 6 results

The 4th UK Financial Services Brexit and Beyond Summit

Webinar: Could a New UK Regulatory Body Monitor and Enforce Companies’ Compliance with Human Rights Due Diligence Laws?

KN Talks View all 7 results

SMCR: December 2019 - what do you need to know?

Finance Directors in the spotlight


Regulatory Associates (3- 5 PQE) 6 month FTCs


Lack of capacity

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