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FCA Investigations

Our team of expert lawyers has an impressive track record of successfully defending both individuals and institutions facing regulatory misconduct, disciplinary breach and criminal investigations conducted by the FCA.


If you need to prevent the loss of an asset, damage to reputation, or protect against personal harm, it may be necessary to apply for an injunction.

Case Studies View all 17 results

Settlement of £1,525,000 for 46 year old woman for a delayed diagnosis of Cauda Equina syndrome

Significant six-figure sum for a young woman who suffered chronic kidney disease as a result of hospital neglect

News View all 104 results

FCA to provide guidance on cryptoassets regulation - Jill Lorimer quoted

FCA/PRA joint announcement on the Senior Managers Regime: Why NEDs need protection

Blogs View all 1104 results

FCA Thematic Review: asset management firms and the risk of market abuse

FCA targets financial crime in new business plan

Events View all 9 results

Kids to Adultz South

Kidz to Adultz Middle Exhibition

KN Talks View all 10 results

SMCR: December 2019 - what do you need to know?

Finance Directors in the spotlight

Careers View all 4 results

Recruitment Advisor

Cross Firm Business Development Manager


Lack of capacity

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