Services

FCA Supervision and Intervention

We provide pragmatic and tactical advice to regulated firms and their Senior Managers on their on-going regulatory obligations as authorised persons and can respond quickly to the use of intervention powers by the FCA.

FCA Supervision and Intervention FAQs

This page sets out a number of frequently asked questions in relation to FCA Supervision and Intervention

FCA Investigations

Our team of expert lawyers has an impressive track record of successfully defending both individuals and institutions facing regulatory misconduct, disciplinary breach and criminal investigations conducted by the FCA.

Injunctions

If you need to prevent the loss of an asset, damage to reputation, or protect against personal harm, it may be necessary to apply for an injunction.

International and Cross-Border Disputes

When disputes involve individuals or organisations in different countries, those involved often face an array of complex issues in various jurisdictions.

Senior managers and certification regime

The Senior Managers and Certification regime is now in force. All involved need a thorough understanding of it, which is where we can help.

Witnesses

We act for witnesses at all stages in criminal investigations.

Farms and Estates Disputes

Family farms and landed estates often fall front and centre in inheritance disputes and we have considerable expertise in representing clients in these types of matters.

Serious Road Traffic Offences

The law relating to driving offences is amongst the most complex in criminal law. Many people rely on their vehicles for their jobs or their families. Losing your licence can have devastating effects on all aspects of your life. Should you find yourself subject to a police investigation or summons, it is vital that you obtain professional legal advice as quickly as possible.

Visual and Sensory Impairment Claims

We have supported clients bringing claims involving blindness and visual impairment due to sub-standard medical treatment or an accident.

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